accounts of a securities company, in cooperation with Mr. Narathip Lohaweroj and Mr. Torpong Thammasombat, investment consultants of the securities company and Miss Skonwan Paruang had the duty to contact
of the securities company and Miss Skonwan Paruang had the duty to contact investors. The acts of Mr. Narathip Lohaweroj are liable to operating derivatives business without license in contravention of
consultant of the securities company and Miss Skonwan Paruang had the duty to contact investors. The acts of Mr. Torpong Thammasombat are liable to operating derivatives business without license in
company and Miss Skonwan had the duty to contact investors. The acts of Miss Skonwan are liable to operating derivatives business without license in contravention of Section 16 of the Derivatives Act B.E
the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is a duty required to be performed as follows 1. financial statement for the year 2016 2
within the period of time specified by the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is a duty required to be performed as follows 1. the
, colluded with other directors and executives of STARK, or consented to the falsification of STARK and its subsidiaries’ financial statements from 2021 - 2022 to deceive the public. Mr. Prakorn had a duty to
the Bankruptcy Act B.E. 2483 (1940). The second MOA is for cooperation in establishing an enterprise architecture. Both MOAs aim to promote efficiency and effectiveness of duty performance of both
*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for 2 months. Having considered that {A} had already been suspended by her employer for a month, the
concern to and to protect the best interests of clients should be encouraged, taking into account the following principles: (1) Duty of Loyalty (1) The management company should manage the investment in the