regulations: Clause 1. In this Notification: (1) “Gold derivatives brokerage business” means derivatives business in the category of derivatives broker limited to gold derivatives. (2) “Gold business operator
derivatives. (2) “Gold business operator” means any person undertaking business relating to buying or selling gold in Thailand. (3) “Major shareholder” means any holder or beneficial owner of shares in the
manager; (d) investor contact; (4) “personnel in derivatives business” means any person who performs duties for the benefit of the derivatives business operator or who is related to the derivatives business
client assets and the system . The calculation is as follows : NCR = Liquid Assets (risk adjusted) - Total Liabilities General Liagilites + Margin Requirement In case of shortfall, the operator is
. 2546 30 03/07/2003 06/01/2004 2. Notification of the Office of the Securities and Exchange Commission  SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives
. 2546 30 03/07/2003 06/01/2004 2. Notification of the Office of the Securities and Exchange Commission  SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives
derivatives on the exchange and OTC - a bar from serving as a director or executive in an issuer or a securities/derivatives business operator Disapprove to enforce civil sanctions Factors considered in the
provide investment advisory services; 4) process and operations of the business operator, such as, reporting of investment results, adjustment process, investment strategy by presenting information for a
rebalance the customers’ portfolio to attain the customers’ goal subject to the specified framework. A business operator who is interested in providing the wealth advice service and qualified in accordance
2563 เพื่อแสดงความร่วมมือในการส่งเสริมและสนับสนุนโครงการ จากนั้น CMDF ได้จัดตั้ง “บริษัท ซีเอ็มดีเอฟ โครงสร้างพื้นฐานทางดิจิทัล จำกัด” เพื่อเป็นผู้พัฒนาและให้บริการระบบโครงสร้างพื้นฐาน (main operator