extension of submission period due to the delay of appraisal report obtained from the appraisal company. In addition, since there are a lot of details, it takes time for the company to review the information
code of ethics for SEC workforce in line with the intention of the Ethical Standards Act. The drafted code of ethics contains regulations which require the workforce to perform work and uphold ethics
offering with SEC. After the offer for sale of insurance capital bond, the issuer is also required to disclose financial information related to capital adequacy requirements to investors regularly.In
Bangkok, June 26, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for failing to inform the client of sufficient information which was material
. The public should be aware that Tradenance Incorporation Limited is not on the SEC approved list or under the SEC supervision.Recently, there have been solicitors for investment in high-risk products
In the current context of business rehabilitation, there is a more diverse range of guidelines for restructuring debts or funds of Rehabilitation Listed Company. Therefore, to ensure that the
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 16. A derivatives business operator shall be a limited company or a public limited company, except for a derivatives advisor which may be an
). Laid out as a three-year plan, the Initiative has already led to further collaboration between the SEC and nine organizations* in establishing the Thailand Responsible Business Network (TRBN), which
Organization of Securities Commission or IOSCO is the international body that brings together global securities regulators and is recognized as the global standard setter for the securities sector. IOSCO