(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...
, however, increased at a lesser extent than the revenue due to the decrease in maintenance cost and other expenses. • Small Power Producer (SPP): The gross profit increased by Baht 39 million due to the
Laws and Regulations, the Host Regulator will take enforcement action against the Recognised Representative with the assistance of the Home Regulator to the extent permissible under the Laws and
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 17/2561 Re: Application and Approval for Offer for Sale of Newly Issued Debt Securities _______________________ By virtue of Section 16/6 and Section 89/27 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (...
hold and whether the extent of holdings are predictive of such stocks’ future returns. Our study is similar to Chen et al. (2000) who investigate the returns of U.S. stocks that are widely held by mutual
assessment regarding inherent risk and control risk and he did not identify nature, timing and extent of audit methodologies from different risk levels. Example 8 : The current year summary of uncorrected
the factor being used to perform risk assessment; the scoring matrix of each criteria; and the complete and precise response to risk identified by consider nature, timing and extent of the audit. - Most
วามเสี่ยงที่เพิ่มขึน้ในอนาคต นอกจากนี ้ปัจจยัเสี่ยงที่เพิ่มขึน้จาก ภาวะเศรษฐกิจโลกและเศรษฐกิจภายในประเทศ ประกอบกบัผลกระทบจากการเปลี่ยนแปลงทางเทคโนโลยี Digital Disruption ยงัมีผลตอ่ระดบัรายได้และต้นทนุ