company may be liable to an offense related to client assets, which may cause damage to the clients, pursuant to the resolution of the SEC Board. Zipmex submitted clarifications on the matters to the SEC on
, {X1} has already paid for the compensation in full for each affected client. Owing to this case, the SEC has found that {X1}'s risk management system for unit selling and purchasing was defective, and
. Besides, the appointment of Mahachai Group as distributor for products causing the company to not have to worry about selling because Mahachai Group can ensure that the production will be able to sell. When
deferred some finance cost expected to get compensation from its client. Income tax expenses for 1H/2017 amounted Baht 43.46 million, down by Baht 73.91 million or 62.97% The Company and its subsidiaries had
derivatives investment management, as the case may be. In this regard, the details of such outsourcing shall be specified clearly in the details of the fund scheme, or a client who is a provident fund or a
, or a client who is a provident fund or a private fund shall have prior granted a written approval [for such outsourcing], as the case may be; (b) there shall be a report on supervision of another
collective investment scheme to a client on condition that the units are in the announced list on the SEC Office’s website which were verified by the SEC Office under the Notification of the Office of the
ใช้ในการรับคำสั่งและติดต่อกับลูกค้า รวมทั้งโทรศัพท์มือถือ หมายถึง ลูกค้าที่มีการส่งคำสั่งซื้อขายผ่านเจ้าหน้าที่การตลาดรายนั้นๆ (active client) ในช่วง 6 เดือนที่ผ่านมา