details, that cover several issues such as personnel readiness, investment management, receiving and delivery of funds’ assets and risk management.SEC has studied the supervision in other countries and
SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with
repurchased shares is efficient and cost-effective. Essentially, the proposed amendment applies to: (1) RO of repurchased shares under a similar principle for supervision of an offering of newly issued
application. SEC hereby notifies that Rich Gold Intertrade Co., Ltd. is not licensed to undertake securities business or derivatives business; therefore, the company is not subject to SEC’s supervision
supervision. In this regard, investors are advised to exercise discretion in case of encountering solicitation for investment with the company. In any case, investors can check the list of securities
would not only improve the efficiency of debt offering supervision but also lighten the loads of debt issuers and maintain appropriate protection for investors. For such proposes, the SEC Office is
Earlier on 5 August 2021, the SEC Board Meeting No. 14/2564 approved the proposal for amending the regulations related to supervision of digital asset business operators whereby digital asset
.) จัดบรรยายออนไลน์ให้แก่ผู้บริหารและเจ้าหน้าที่ของสำนักงานพัฒนาธุรกรรมอิเล็กทรอนิกส์ (สพธอ.) ใน 3 หัวข้อหลัก ได้แก่ (1) “IT Risk Regulation and Supervision” โดยฝ่ายกำกับและตรวจสอบความเสี่ยงด้านเทคโนโลยี
international standard setters for disclosure on sustainable finance, use of technologies and digitalization for development and regulation, advancement of financial technologies, supervision to promote the
law enforcement related to the capital market. During the event, SEC executives and guest speakers from securities companies and Thai Digital Asset Association presented lectures on supervision and