Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer

Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction

Determination of Fees for Filing of Registration Statement, Registration and Other Applications (No. 31)

Determination of Fees for Filing of Registration Statement, Registration and Other Applications (No. 32)

Arbitral Procedure Organized by the SEC Office (No. 2)

Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager

Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

Establishment of Mutual Funds and Execution of Agreements for Private Fund Management (No. 15)

Re: Investment in Fund’s Assets (No.14)

Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme