to buy the leased properties, except the penalty from premature termination; 3. other particulars as stipulated by the Notification of the Office of the Securities and Exchange Commission; (b) other
waived by the SEC Office; 2. the financial lease contract which a derivatives broker, as lessee, is entitled to prematurely terminate without the condition to buy the leased properties, except the penalty
financial lease contract which a derivatives broker, as lessee, is entitled to prematurely terminate without the condition to buy the leased properties, except the penalty from premature termination; 3. other
maturity date without the condition to buy leased properties, except the penalty; 3. other particulars as stipulated by the Notification of the SEC Office; (b) other contingent liabilities of securities
properties, except the penalty; 3. other particulars as stipulated by the Notification of the SEC Office; (b) other contingent liabilities of securities company not shown in financial statement, which are: 1
criminal penalty specified in Section 281/1, including the involved executives. Q: Does whistleblower protection measures cover auditor? A: Yes.
same matter under this Chapter, and the Stock Exchange or the derivatives exchange has already imposed a penalty on such persons in accordance with their respective regulations, the SEC Office may not
by the Stock Exchange or the derivatives exchange and such regulations is the same matter under this Chapter, and the Stock Exchange or the derivatives exchange has already imposed a penalty on such