Regulatory Summary Required documents for an approval of ARFP Passport Funds (for inbound only) A CIS Operator must submit a completed Form 35 – ARFP CIS in hard copies accompanied by all supporting
considered it necessary to regulate the matter. The existing digital asset business operators are required to comply with the regulations within 30 days as from 1 April 2022. The BOT and the SEC previously
Manuals/Guidelines Related Rules and Regulations Related Forms List of approved ARFP Passport Funds Regulatory Summary Required documents for an approval of ARFP Passport Funds (for inbound only) A
regulations to specify digital asset custodial wallet provider as a digital asset business that would be required to apply for a license. The SEC later conducted a public hearing on a proposal to revise the
click here . Part II : Product Restrictions of Qualifying CIS click here . Required documents for an approval of ASEAN 1. ASEAN NRI CIS (for non-retail investors only) A CIS
Class 1 - Acquisition and Disposition of Asset Transaction with values less than 15%. Therefore, the Company are not required to perform any disclosure under the obligation of such Notification. Page 2
are as follows: 1. The companies required to meet the same qualifications and the requirement of information disclosure as the issuers are the affiliates that act as the central companies. The
management system suitable for business types and risk profiles. However, a stricter work system than legally required is welcome as well.? As a frontline compliance supervisor, intermediaries are also
The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However
limited company or a listed company; (2) the required amount of a registered capital; (3) well-preparedness in work systems, financial status, control and good work practices; (4) no financial troubles