. 7 Clause 16 shall apply to the securities dealing which are not debt instrument mutatis mutandis. Chapter 1 Operational Control Clause 4. A securities company shall have a code of conduct in writing
entrusted to perform the duty for a securities company. Clause 3/2. 7 Clause 16 shall apply to the securities dealing which are not debt instrument mutatis mutandis. Chapter 1 Operational Control Clause 4. A
compared to the first quater of 2017, or up to 263.76%. Total incomes were included brokerage fees income, fees and services income, interest income on margin loan, gain and return on financial instrument
Guidelines for External Reviews, which are supplemented by the Guidance Handbook. Green Bond Definition Green Bonds are any type of bond instrument where the proceeds or an equivalent amount will be
instrument for which the financial and/ or structural characteristics can vary depending on whether the Issuer achieves predefined sustainability/environmental, social and governance (ESG) objectives. In that
the securities dealing which are not debt instrument mutatis mutandis . Chapter 1 Operational Control Clause 4. A securities company shall have a code of conduct in writing, to be approved by the Board
outstanding buy orders and sell orders for a specific security or financial instrument, organized by price level. • Derivative warrants (DW): proprietary instruments issued by eligible issuers that give holders
characteristics; (2) complex instrument investment consultant means an investment consultant providing consultation on capital market product not having complex characteristics as well as the product having high
available to and has been analysed by Vigeo Eiris. The opinion only reflects the integration of environmental factors in the designated financial instrument. Vigeo Eiris endeavours to collect and to use the
E_1 Legal_FA_2015_12_29-c A brWCorpL.1hig A Executive Summary Management Discussion and Analysis For the Quarter Ending September 30, 2019 Thai economic activity in the third quarter of 2019 continued to see limited support, after growing by 2.30 percent in the second quarter. The Thai economy did show some signs of strength in the third quarter, due mostly to the low base effect of the same period last year, especially in the tourism sector. However, exports and private investment – two major e...