regarding unfair securities trading activities. (7) not having the following prohibited behaviors; lack of professional ethics or violation of or non-compliance with the regulations
regulatory amendments to enhance trading orderliness measures SEC public hearing on draft ministerial regulations and draft regulations on securities and derivatives business licensing SEC files a criminal
(Thailand) was revoked of its approval as an ICO Portal SEC Board approves establishment of Green Investment Trust to support national sustainability goals and regulatory amendments to enhance trading
but not least, fund companies also have a responsibility to produce effective funds and to promote sound investment strategies. / If these companies encourage short-term trading and trendy funds, they
, and bootstrapping BHARs • T1- T2 is trading days, the conditioning information is market return • Benchmark portfolios (control samples) selected by first eliminating top third market capitalization
that are difficult to detect. For example, (1) fraudulent transactions through a subsidiary located overseas that has obscure business objectives and is hard to inspect, (2) trading transactions and
) ................................................................................................................................................................ 2. Type of the Applicant: Juristic person established under Thai Law Limited company Public limited company Stock Exchange of Thailand Over-the-counter trading center Association related
Crypteriumcoin (CCoin) Website : N/A Facebook : CCOIN TOKEN Thailand (https://www.facebook.com/Ccoin.TokenThailand), Trading Ccoin Fintech ระบบทำเงินอัจฉริยะ (https://www.facebook.com/ccoin.businessonline
เอกสารรับฟังความคิดเห็น เลขที่ อกต. 5/2560 เรื่อง การก าหนดให้การให้บริการระบบอิเล็กทรอนิกส์เพื่อการซื้อขาย หลักทรัพย ์(Electronic Trading Platform - ETP) เป็นธุรกิจหลักทรัพย์ และแนวทางการเข้าร่วม
, whether under Thai or foreign laws, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully exploitable management, including not having such offense