benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a
? written authorization. She also arranged payments for traded securities ordered by other individuals. Moreover, the SEC found that Meaunchit had requested to transfer trading transactions to the company?s
wrongful acts against RAM documents.The SEC found that {A}, then RAM managing director responsible for operation and management of RAM assets, arranged for RAM to sell its acquired shares of Kiatnakin Bank
having successful crowdfunding campaign. Furthermore, a pitch perfect session will also be arranged for entrepreneurs to meet and present their ideas with investors.
stock) ตราสารแสดง สทิธกิารฝากหลักทรัพยต์า่งประเทศ (depository receipts) ของบรษัิททีด่ าเนนิธุรกจิเกีย่วกับโครงการสาธารณูปโภค พืน้ฐาน (Infrastructure Companies) ซึง่จดทะเบยีนหรือมกีารซือ้ขายอยู่ในตลาดหลัก
) ตราสารที่ กองทนุสามารถลงทนุไดด้ังกลา่ว เชน่ หุน้สามัญและหุน้บรุมิสทิธิ ์(common and preferred stock) ตราสารแสดง สทิธกิารฝากหลักทรัพยต์า่งประเทศ (depository receipts) ของบรษัิททีด่ าเนนิธุรกจิเกีย่วกับ
Baht 233.52 million, decreased from previous period since in 3Q17, the Company arranged big event named “FN Fair” at head office. Also, the third quarter is normally affected by seasonal and usually the
. In Q2 2020, the Company have arranged the land valuation from previously measurement at cost to fair value, which gains were recognized in revaluation of land in other comprehensive income, and
continual basis from 2015 to 2017; (2) managing private funds without taking the clients’ best interest into consideration. In so doing, he arranged for the clients to invest in a foreign fund