-General Office of the Securities and Exchange Commission _______________________________________________________________ (Translation) -8- Note: The rationale for issuing this Notification 1) to revise the
• impacts and dependency mapping Understand the internal and external environment Build a climate risk inventory Review and revise the climate risk identification approaches and climate risk inventory https
transition and physical risk, using a recognized methodology. Revise and update this analysis annually in line with TCFD recommendations. Assess whether and how existing products and services support and de
proposes the additional recommendation to the firm to revise remediation plan, as follows: 14 Findings identified by the SEC The additional recommendation to the remediation plan. No designated policies and
services. In case of change of material information, the intermediary shall review the agreement for providing services and revise the information thereof immediately. Clause 41/6 In communicating with and
the agreement for providing services and revise the information thereof immediately. Clause 41/6 In communicating with and providing services to a client, an intermediary shall proceed as follows: 19 (1
securities depository shall review and revise its business continuity plan without delay. Part 2 Review, Monitoring, and Examination of Computer Systems relating to Clearing, Settlement, and Depository
derivatives clearing house shall review and revise its business continuity plan without delay. Part 2 Review, Monitoring, and Examination of Computer Systems relating to Clearing and Settlement Services with
application is received with correct and complete related documents and while the consideration for the renewal under the second paragraph is in process, the Office may order the registered person to revise its