for review by the Office when requested. Notified this 1st day of March 2007. Thirachai Phuvanatnaranubala (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange
) Secretary-General The Office of the Securities and Exchange Commission Note : The rationale for the issuance of this Notification is as follows: Securities companies are required to have proper risk
. -Signature- (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Note : The rationale for issuing this Notification (1) to revise the qualifications of the
Notification. Notified this 14th Day of October 2009. -Signature- (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Note: The rationale for issuing this
Notification. Notified this 14 th Day of October 2009. -Signature- (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Note: The rationale for issuing this
Notification come into force. Notified this 14 th Day of October 2009. (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission
the value or suitability of any trading or investment in derivatives; (6) Repealed. Chapter 1 General Provisions _____________ Clause 4 In providing the derivatives brokerage services outside
value or suitability of any trading or investment in derivatives; (6)3 Repealed. Chapter 1 General Provisions _____________ Clause 4 In providing the derivatives brokerage services outside derivatives
14th Day of September 2010. - Signature - (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Chairman Capital Market Supervisory Board Note: please note