) including any relevant notifications and circulars issued or prescribing any practices by virtue of the said law. 2“Institutional investor” means any of the following persons who may duly invest in
granted for a limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for
limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for renewal of
Office has issued guidelines for renewal of approval for investor contacts enclosed herewith. Please be informed and act accordingly. Yours faithfully, -Signature- (Mr. Thirachai Phuvanatnaranubala
insurance policy issued by life insurance company to the insured as evidence that the insured and the life insurance company have signed a contract of life insurance and a contract of investment in investment
procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an insurance policy issued by
procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an insurance policy issued by
jurisdiction; (2) “units of foreign ETF” means shares of investment company or unit trust issued under foreign ETF; (3) “home exchange” means exchange in foreign jurisdiction where units of the foreign ETF are
category of exchange-traded fund established under law of foreign jurisdiction; (2) “units of foreign ETF” means units of foreign ETF issued in form of shares; (3) “home exchange” means exchange in foreign
Financial Service Co., Ltd. (“AFS”) of 150,000 USD, details as follows; Company Name AEON Insurance Broker (Cambodia) Co.,Ltd. Type of Business Broker Insurance Issued Shares 300,000 Shares (1 USD per share