such incident ……………………. (attachment) (if any) O No (5) Was removed from office of director, manager or person with managing power of other securities company under section 144 or section 145 of the
policies, regulations, and guidelines for supervising the trading of derivatives by the employees in order to prevent the illegal use of internal information by the employees and conflicts of interest in the
The derivatives broker shall put in place policies, regulations, and guidelines for supervising the trading of derivatives by the employees in order to prevent the illegal use of internal information by
The derivatives broker shall put in place policies, regulations, and guidelines for supervising the trading of derivatives by the employees in order to prevent the illegal use of internal information by
: T.K.S. Technologies Public Company Limited (“The Company”) Buyer of the Share : Mr.Jutiphan Mongkolsuthree Relationship with the Company: Mr.Jutiphan Mongkolsuthree Director and Managing Director of
SHARE : Longroot (Thailand) was revoked of its approval as an ICO Portal Monday 5 August 2024 | No. 161 / 2024 Bangkok, 5 August 2024 – The Securities and Exchange Commission (SEC) Board has resolved to
shares of Pek Industries Co., Ltd. at Baht 800.80 per share, totally Baht 5,600,000 for managing excess liquidity and gaining opportunity to invest in new business expecting good business growth. 10
system provider specifically to only those who have granted approval under the notification concerning support system provider ; (5) service provider managing payment information for securities trading
support system provider; (5) service provider managing payment information for securities trading approved by the SEC office on conditions, rules and procedures specified by the Office; 4 Repealed by the
support system provider; (5) service provider managing payment information for securities trading approved by the SEC office on conditions, rules and procedures specified by the Office; 4 Repealed by the