Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
person(s) of the company has affixed an electronic signature, as the case may be, it shall be deemed that: ( 1 ) the information has been submitted by us according to our expressly demonstrated intention
required to be disclosed in Factsheet 1. Guidelines on the use of language, font and number of pages • Language: Concise and easy-to-understand language shall be used. If technical terms are used, further
Notification shall come into force from 16 February 2017. Clause 2 The following Notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Thor. 6/2557 Re: Provision of
, departmental director or any equivalent position called otherwise, and shall include a person having entered into an agreement for full or partial power of management. “ general investor ” means an investor who
, departmental director or any equivalent position called otherwise, and shall include a person having entered into an agreement for full or partial power of management. “general investor” means an investor who is
2003. (Translation) -3- Clause 2.3 In providing investment advisory service, the investment advisory company shall at least undertake to act as follows; provided that if it intends to arrange a mutual
Exchange Commission hereby issues the following regulations: Clause 1 The following Notifications shall be repealed: (1) Notification of the Securities and Exchange Commission No. Kor Thor. 7/2547 Re