their risk tolerance. The lecture also covered investment scam prevention and the SEC’s roles. The event was held on 30 January 2024, at the RUS, Suphan Buri Campus.

to help prevent settlement risk and market manipulation, has conducted a hearing among its members. - Such news is just a preliminary outcome from the meeting among ASCO?s members. - Formal

. Such rules will place importance on risk management and internal control system, compliance system, prevention of conflict of interest, and qualified staff. In terms of investor engagement, know your

objective and providing up-to-date information sufficient for risk analysis. The reporting requirements on those unused for supervising purpose will be eliminated while frequency of report submission will be

สำนักงาน และได้รับคุณวุฒิ Chartered Financial Analyst (CFA) และ Financial Risk Manager (FRM) ที่ผ่านมาเคยดำรงตำแหน่งผู้อำนวยการฝ่ายนโยบายธุรกิจหลักทรัพย์ และฝ่ายกำกับตลาด   

This is according to the news this morning stated that the Association of Securities Companies (ASCO) will propose to the Office of the Securities and Exchange commission (SEC) risk prevention

provide underwriter (securities company and bank with securities underwriting license) with the information on client?s risk appetite, thus, allow giving of advices or offering of products suitable for

Cryptocurrency is a financial innovation that is exposed to high volatility. Investment in this digital asset thus requires knowledge and understanding and a risk profile that is not so sensitive

along with the fund?s risk spectrum. Moreover, the unit sellers will have to provide investment advice suitable for their customers? risk profiles.To prevent mutual and retail private funds from

and filing procedures for DW issuance will be shorten and require fewer documents in order to increase efficiency while impact of price risk will also be mitigated. An automatic approval will be