taking into account the best interest of unit holders. In addition, the applicant shall comply at least with the following criteria: (1) no reasonable doubt of the applicant’s financial position which may
(effective on 16 April 2016). 9 17 (5) for the management of the REIT: (a) there shall be no reasonable suspicion that the mechanism for managing the REIT is unable to protect the rights of the unitholders or
] inform such case to the SEC Office within 15 days as from the date when such fact has appeared with a reasonable and reliable measure demonstrating that the trustee would be able to perform duties
the information does not have any material impact on the investment decisions of the investors, and there is a reasonable ground not to disclose such information or the securities issuer has provided
verification (for example limited or reasonable assurance) of their performance level against each SPT for each KPI by a qualified external reviewer with relevant expertise3, such as an auditor or an
information on any potential conflict of interest to the client adequately and appropriately\ prior to entering into such transaction. Clause 10 In the case where an intermediary has a reasonable ground to
, Thailand Tel. +66 2695 9999 or +66 2695 9587 Fax. +66 2695 9793 e-mail : oca@sec.or.th 3. Approval Process The SEC will notify the applicant within a reasonable time period whether the
,” describe the source of such material (such as access through computer software databases containing professional and regulatory literature). b. If “no,” describe how the firm obtains reasonable assurance
through computer software databases containing professional and regulatory literature). b. If “no,” describe how the firm obtains reasonable assurance that it is aware of the applicable independence
9587 Fax. +66 2695 9793 e-mail : oca@sec.or.th 3. Approval Process The SEC will notify the applicant within a reasonable time period whether the application form and supporting documents are