total shares sold in businesses investing in or having major revenues from infrastructure businesses, e.g., rail system, express way, power plant, water supply, airport, seaport, telecommunications and

prevent holding company from having characteristics similar to investment company, the SEC specifies that the size of core business and other businesses that holding company holds shares, when compared with

SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a

filed the criminal complaint against {A} with the DSI for further legal proceeding. Consequently, he is deemed as having untrustworthy characteristics of director of a publicly held company, and thus

the ECD Police for further legal proceeding. Consequently, he is deemed as having untrustworthy characteristics of directors and executives of issuing and listed companies*, and thus automatically

subscription order of a client without contacting or giving advice to the client. She admitted having done so without providing details on the fund to the client. The SEC has therefore imposed a 40-day

, conduct of business, and cease of doing business. The proposed will allow the over-the-counter center to provide exchange service or securities and digital token having substance like securities. In

) Unitholders having an aggregate amount of not less than 10% of the total sold units can request the trust manager to proceed with seeking a unitholders’ resolution to remove a trustee or nominate a candidate

unit and investment unit must be complied.3. In case where person having duty to launch tender offer delayed filing of tender offer, the offering price must be fair to investor and must not allow tender

agreements ? may hold such investments until maturity but are not allowed to make new investments in such instruments. ?Investors having securities or futures trading accounts normally deposit cash with the