Mr. Morakot Chaithongkum Mr. Morakot Chaithongkum operated securities businesses of investment advisory and private fund management by giving advice in the normal course of business to the public

shares inconsistent with the normal market condition, to lure the public into the trading. He entered the settlement process but failed to pay the fine as ordered by Settlement Committee. The public

volumes, causing inconsistency with normal market condition. The scheme was aided or abetted by Miss Karuna Kaewmanee, and five other persons who agreed to enter the settlement. The accused escaped. SEC

BKI shareholders at the ratio of five existing shares to two dividend shares, on top of the normal dividend payment plan for the operating performance of 2013. This was material information that would

accounts, so as to mislead general public regarding the price or volume of TSR shares. Consequently, the conduct of them affected the price or volume of TSR shares to be incompatible with the normal market

the price or volume of TSR shares to be incompatible with the normal market condition. 10/06/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :

them affected the price or volume of TSR shares to be incompatible with the normal market condition. 10/06/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as

shares. Consequently, the conduct of them affected the price or volume of TSR shares to be incompatible with the normal market condition. 10/06/2019 agreed to comply with civil penalties determined by

conduct of them affected the price or volume of TSR shares to be incompatible with the normal market condition. 10/06/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee

conduct of them affected the price or volume of TSR shares to be incompatible with the normal market condition 09/07/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee