Regulations SHARE : Detail Content Mutual Fund A mutual fund is a significant investment alternative. Investments through a mutual fund greatly benefit investors, especially retail investors, in that they
shareholders? meetings, etc., (2) facilitating businesses? access to necessary information under possession of governmental agencies for the benefit of due diligence and know-your-client assessments (DD/KYC), (3
; - a compensation of the benefit received from committing the offense in an amount of 347,382.00 Baht - a civil monetary penalty of 500,000.00 Baht
determined by the Civil Penalty Committee as follows : - a compensation of the benefit received from committing the offense in an amount of 223,348.60 Baht
on 28 February 2017. 01/09/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a compensation of the benefit
civil penalties determined by the Civil Penalty Committee as follows : - a compensation of the benefit received from committing the offense in an amount of 245,551.00
; - a compensation of the benefit received from committing the offense in an amount of 1,966,551.96 Baht - a civil monetary penalty of 2,761,534.75 Baht
benefit received from committing the offense in an amount of 5,902,694.01 Baht - a civil monetary penalty of 6,788,098.11 Baht - a bar from
for trading TPAC securities. 03/03/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a compensation of the benefit