ด้วย O ใช่ O ไม่ใช่ 6.3 เจ้าหน้าที่ให้คำแนะนำเกี่ยวกับการลงทุนในหลักทรัพย์ (ถ้ามี) จำนวน ….. คน รายชื่อ 1. ……………………………………… 2. ……………………………………… 3. ……………………………………… 6.4 หน่วยงานปฏิบัติงานด้านหลักทรัพย์ (back

and trades upon clients? orders. The ASCO will inform its members of this proposal and report back their response at the next meeting. Meanwhile, the SEC will discuss with the Stock Exchange of Thailand

order for her to trade securities through the client account for the benefit of herself, and signed on behalf of the client on transaction confirmation documents asked from the back office to cover up her

money back together with the capital gain, at the amount of 341,100 baht. The client believed Sakkarin's false claim to be true because an approximately similar amount of money had been transferred to the

the acquisition is not executed, W may have to wait until 31 December 2020 to take the money back even though any acquiring party can normally demand a prompt return of deposit. Besides, once the

, if the acquisition is not executed, W may have to wait until 31 December 2020 to take the money back even though any acquiring party can normally demand a prompt return of deposit. Besides, once the

of both companies have not yet transferred the shares to the company. SCAN could be exposed to risk of not getting money back if the agreements are terminated. IFA also indicated that in case of

  trading system was back as normal and reopened at 14.42 hrs., and SET Index sharply rose. In addition, Thailand Futures Exchange Plc. (TFEX) had extended its night trading hour for 40 minutes on that

หน่วยงานด้านปฏิบัติการหลักทรัพย์ (back office) หรือแสดงความจำนงผ่านระบบอิเล็กทรอนิกส์ โดยต้องมั่นใจว่าเป็นคำสั่งของลูกค้าที่แท้จริง ทั้งนี้ กรณีที่ลูกค้าแจ้งความจำนงจะรับข้อมูลทั้งในรูปเอกสาร

expenses to revenue ratios for those years stood at 0.41% and 1.26%, respectively. The selling expenses to revenue ratio was on the back of the expenses related to preparation for the planned listing to the