securities in the category of promissory note without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 6/2023
the approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 7/2023 Settlement Committee Order No. 65/2023 Dated 09
Committee Meeting No. 8/2023 Settlement Committee Order No. 71/2023 Dated 21/09/2023
November 6, 2022. However, Zipmex submitted the report to the SEC office on March 1, 2023, later than the period specified in the notification of the SEC. DAB Act S.30 Settlement Committee Meeting No. 8
) Settlement Committee Meeting No. 2/2024 Settlement Committee Order No. 25/2024 Dated 28/03/2024
Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 38/2024 Dated 13/05/2024
customers misunderstand. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 39/2024 Dated 13/05/2024
procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee Meeting No. 4
Board. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 6/2024 Settlement Committee Order No. 67/2024 Dated 27/08/2024
Settlement Committee Meeting No. 6/2024 Settlement Committee Order No. 67/2024 Dated 27/08/2024