under the law on life insurance or a financial institution established under other laws, as follows: (1) a securities company in the category of securities brokerage, securities dealing or securities
) securities business license type D (ง); (5) securities business license in the category of investment advisory service; (6) securities business license in the category of securities borrowing and lending
D (ง); (5) securities business license in the category of investment advisory service; (6) securities business license in the category of securities borrowing and lending. Clause 2. This notification
permits by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person granted a license to undertake derivatives business in the category of
, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person granted a license to undertake derivatives business in the category of derivative broker shall have
: Clause 1. The person granted a license to undertake derivatives business in the category of derivative broker shall have paid-up registered capital of not less than one hundred million baht. The person
well as sales mix management in each product category efficiently, and strictly controlled on the selling and administrative expenses. For the six-month period ended June 30, 2018 Jubilee Enterprise
category 1 in accordance to the SEC’s Act no. Tor Jor 20/2551 on Regulations on transaction of asset acquisition and disposition dated August 31, 2008, and the Security Exchange Act on disclosure and
intermediaries? creation of innovative service channels and provision of wealth advice, product knowledge and understanding for potential investors to create their own financial well-being beyond retirement