well as to approve the appointment, transfer and dismissal of the head of the internal audit unit or any other units responsible for the internal audit. - Review the risk assessment and risk management
well as to approve the appointment, transfer and dismissal of the head of the internal audit unit or any other units responsible for the internal audit. - Review the risk assessment and risk management
well as to approve the appointment, transfer and dismissal of the head of the internal audit unit or any other units responsible for the internal audit. - Review the risk assessment and risk management
compete. One approach is to explore new lines of business other than their core securities and derivatives businesses. Such new businesses may have a higher investment value and a higher risk, or may not
) เพื่อสร้างการแข่งขันที่ เป็นธรรมในตลาดทุน (level playing field)/ ยกระดับธรรมาภิบาลของ ตลท./ ยกระดับการทำหน้าที ่และ บทบาทของผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล (3) ปลายน้ำ: ยกระดับประสิทธิภาพการจัดการเรื ่อง
borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its
who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.
The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost work systems while the approval process is underway
, possess wealth that meets the criteria, and are able to accept high risk associated with the trading situation of SMEs and startups. The governing rules and regulations are expected to take effect within
% - 15% 15% - 25% > 25% !!#: 'R" Rก[[ ̂^ ^ก"(_ก " (SD) #$Rกก"[_ ! 5 $ 2 /6=กก ก0=ก5? M1:ก5/ 9 S (High Issuer Concentration Risk) ก" ก"%Rก# ̂ก#"J"" 5H /1 ≤ 10% 10% - 20% 20% - 50% 50% - 80% > 80