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improvement of audit quality, enhance the credibility of the financial reporting system in the Thai capital market, and strengthen the mechanism for investor protection. In addition, the proposed supervisory
towards, and integrity and security of, the overall financial system, and to improve the competitiveness and image of the Thai capital market. Part 2 Principles for Operation of Derivatives Clearing Houses
private sectors to make necessary preparations. The essences of the SEA Amendments are: 1. Enhanced investor protection: For example, minority shareholders are entitled to (1) propose agenda items
adopt the I Code as a guideline for work operation and investment.?Institutional investors are a key component of the capital market. Their adoption of the I Code will enhance trustworthiness of both
opportunity to correct their mistakes or pay remedies in protection of investors? interest as summarized below: 1. Asset management companies shall correct errors promptly within the next business day after
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UPSKILLING LEADERSHIP & HUMAN CAPITAL DEVELOPMENT 100% EMPLOYEES ENGAGED IN LEARNING AND INITIATIVES CYBERSECURITY & DATA PROTECTION 100% OF BUSINESS CERTIFIED ON INTERNATIONAL STANDARD OF DATA SECURITY AND
, maintenance of data security systems, and risk management against cyber crime. The approved operator must also conduct Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures
collaboration for practical application of the I Code among institutional investors. The eight signatories are (1) the Office of Insurance Commission, (2) the Thai Social Security Office, (3) the Thai Government