12/2558 03/04/2015 01/06/2015 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive
the Notification No. Tor Thor. 60/2561, the intermediary shall submit an application for approval to the SEC Office together with the evidentiary documentation specified in the Licensing Manual for the
; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within three years preceding the year of filing application toward the
Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By
this application. b. Please mark an X in the appropriate box corresponding to your answer c. Send complete and signed form to Accounting Supervision Department The Securities and Exchange Commission
members, and the development of provident funds, as well as the application of I Code is another qualifying factor.”However, the provident funds that are interested to participate in the contest must
SEC and the AOP are accepting application for the 7th PVD Contest 2018 with the royal plaque award from Her Royal Highness Princess Maha Chakri Sirindhorn. The objective of the contest is to
will not accept her future application for approval as personnel in the capital market for the remaining period from 31 December 2020 until the 15-month suspension ends. {A} resigned from Finansia on
applying for license, the application shall https://publish.sec.or.th/nrs/4489pe.doc .... an application with the Office in accordance with form and procedure together with supplementary documents as
applying for license, the application shall https://publish.sec.or.th/nrs/4489pe.doc .... an application with the Office in accordance with form and procedure together with supplementary documents as