following cases currently under the consideration of the SEC Office: 1. dishonest act or gross negligence; 2. disclosure or dissemination of information or a false statement that may be misleading or
-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 November 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 39/2559 Re: Application for Approval and Granting of Approval for Offering of Newly Issued Shares _____________________ By virtue of Section 16/6 and Section 89/27 of the Securities and Exchange Act B.E. 2535 (1992), as ame...
portal service provider who has been granted with the approval by the SEC only. The effectiveness of the registration statement for an offering of digital tokens and the draft prospectus, the dissemination
and develop stakeholders in the financial reporting ecosystem. Among others, we emphasized communication and dissemination of body of knowledge. By cooperating with relevant bodies, e.g., the Thailand
approval by the SEC only. The effectiveness of the registration statement for an offering of digital tokens and the draft prospectus, the dissemination of the information and advertisement relating to an
ตา่งมลูคา่หนว่ยลงทนุ (Spread) ในอตัราร้อยละไมเ่กิน 0.25 ของมลูคา่หนว่ยลงทนุ รายละเอียดเพิม่เตมิ : สว่นตา่งมลูคา่หนว่ยลงทนุ (Spread) เป็นมลูคา่ที่จะถกูรวมเข้าไปเป็นราคาขายหนว่ยลงทนุหรือหกัจากมลูคา่หนว่ย
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...