to implement of the I Code. Implementation of the I Code by Institutional Investors will enhance confidence by domestic and global markets clients and trust that investment decisions and management are
____________________ Clause 11 In providing derivatives clearing and settlement services, a derivatives clearing house shall implement a system that ensures that the obligation under the derivatives contract shall be
providing services to customers, the derivatives advisor shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by the Office as specified in the
to the audit client or its affiliates; and · the Audit Engagement Partner discloses to the audit committee, in writing, any contingent fee arrangements for non-audit services provided by the auditors
Partner discloses to the audit committee, in writing, any contingent fee arrangements for non-audit services provided by the auditors or their network firms. 6 Overdue Fees: Do they require that the actual
technology governance in accordance with the following criteria in order to implement the information technology governance policy of the intermediary as specified under Clause 5: (4) Reporting on the
therefore requested the public prosecutor in writing to file a lawsuit against Mr. Thanawat in the Civil Court, pressing for civil sanctions with the highest legal penalty consisting of a civil fine and the
company of the SEC Board’s order in writing. ______________________