accordance with the General Accepted Accounting Standards, ROYNET?s 2002 and 2003 financial statements would be impacted as follows: For 2002 financial statements, there would be (1) a decrease in total

Market Supervisory Board by managing an advertisement of foreign mutual fund in the inappropriate manner of content, proportion of content and form of presentation in order that a client would be able to

due diligence and care in the same manner as a professional would exercise in like circumstance and with regard to customer’s best interest. SEC Act S.133 Settlement Committee Meeting No. 11/2022

rehabilitation plan until July 2009 on the ground that TSFC, its shareholders and creditors have mutually agreed upon the plan which indicated considerable progress. The period extended would accordingly benefit

money market funds was 240 billion baht, or 3% of savings deposit.  In the future the Deposit Protection Agency would reduce the maximum insured amount of bank deposit to only 1 million baht. Hence, money

, transfer or exchange of securities that would result in Thai investors gaining more possessions of NVDR;  (2) In the case where a local securities company has a foreign securities company as a client, the

purchase, transfer or exchange of securities that would result in Thai investors gaining more possessions of NVDR;       (2) In the case where a local securities company has a foreign securities company as a

than 40% or high P/E ratio or operating loss or being in the REHABCO sector. The SEC would like to clarify as follows: - The Association of Securities Companies (ASCO), with its good intention

to Cannabiz way Co., Ltd and CBD Bioscience Co., Ltd., which would impact EE’s consolidated financial statements and the separate financial statements. Therefore, the SEC notified EE to rectify the

PTG’s Q3/2018 performance which would significantly worsen through her securities trading accounts during 4 – 5 October 2018 prior to the disclosure of such inside information to the public on 8