investment advisory service under this Ministerial Regulation shall be any of the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance
company will lose, as well as the appropriateness of and the reasons for the applicable market price and the determination of the offering price; (3) the company shall deliver a proxy form attached to a
their respective shareholding proportion, but the person who will exercise the conversion right may not be a shareholder of the company. In this regard, this Notification shall not apply to an offer for
whether one or more administrative sanctions will be determined, the authority shall take into consideration the following factors: (1) nature of unlawful act which, in general, shall be considered from- 5
the enforcement of the revised rules (2019-2023), SEC will give a grace period, during which the cooling-off period of the outgoing auditors may be less than 5 consecutive years but shall not be less
capital shall be decreased by reducing the value of the units or reducing the number of units except when the units are classified and the decrease will not be done concurrently nor equally across the board
_____________ Clause 11 An applicant who will obtain approval to be REIT manager shall demonstrate that it has ability to manage the REIT, being assigned by REIT trustee, efficiently and provide measure for
dated 15 September 1992 shall be repealed. Clause In this Notification: “ Office ” means the Office of the Securities and Exchange Commission. Clause 2/1 This Notification shall not apply to the
preventing wrongful acts that may cause damage to securities issuers or securities holders will be put in place. Clause 4 The application for a license under Clause 3 shall be submitted together with the