, namely (1) program trading service that automates trading order execution according to clients’ selected investment strategy* and (2) portfolio advisory with execution service.** Both of the services are
the public as well as other securities companies; (b) members shall treat clients fairly and shall not be involved in discriminatory practice, and shall provide services by using knowledge and
Property Rights of INVISTA Textiles (U.K.) Limited with regards to its barrier technology. PolyShield® PET and OxyClear® Barrier PET are well known brands in oxygen barrier packaging. The IRFG plant is
investigation and found that Ravi had taken advantage of the information on SPORT's operating results for the third quarter of 2015. The information became known to him by virtue of his position as the company's
known in the fund management industry and looking for the opportunities increasing the number of member countries in order to reach its full potential in the project. In addition, the working group of
project with an installed capacity of 420 MW (contract capacity of 350 MW) with the well-known business partner in Vietnam, Xuan Cau group. The project is pursuing the 20-year Power Purchase Agreement with
risk management. We are using it here because we hope that our proposed measure will become well known, like alpha and beta; however with a specific new meaning within the context of wealth management
mechanism controlling the trading of capital market products that ensures the trading is in accordance with the selected portfolio advisory or investment strategy of program trading as well as monitoring and
limit of their clients, the intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under Clause 37 of the