. 3/2557 Rules on Units of Foreign Collective Investment Scheme Exempted from the Provisions of Public Offering for Sale of Securities 30/05/2014 01/07/2014 2. Notification of Capital Market
restructured before any merger and acquisition. In the case of investments in shares of public limited companies, the filing of the registration statement and draft prospectus will be exempted. In the case of
exempted from the securities business license in the category of private fund management and the derivatives business license in the category of derivatives fund management because they are incidental to
regulator of the recognized ACMF member will be exempted knowledge test on products and rules and regulations in the host country and subject to the specified scope of supervision, such as performance of
exceed 25 percent of the NAV as of the investment date; (6) Regulations related to concentration limit of the issuance value and/or liabilities of the invested business are exempted; (7) Sales
- Exempted Transactions - Related Rules and Regulations - Rules Summa ry - Securities and Exchange Act B.E. 2535 Section 89/12
affect the confidential information on the salary. Therefore, if EJIP is approved by the SEC, the executives will be exempted from the reporting requirements under section 59. The criteria for approval of
- Exempted Transactions - Related Rules and Regulations - Rules Summa ry - Securities and Exchange Act B.E. 2535 Section 89/12
capital increase of WCIH, subsidiary, on its proportion of 42,882,808 shares or 99.47% of the outstanding remaining shares. Although the Company has waived the subscription right of 2 nd allotment of
unitholders wish to transfer to the other RMF, the transfer fees shall be waived if it is the first transfer order made by the unitholders within the specified period. 22.2 RMFs receiving transfer of proceeds