and the details of their business transactions, preparers, namely Chief Executive Officer (CEO), Chief Financial Officer (CFO), and financial controller, are vital in ensuring the relevance and

firms in compliance with the risk-based approach, taking into account the previous inspection results of the audit firm quality control systems and the exposure to the capital market, as shown in figure 1

SEC Secretary-General Ruenvadee Suwanmongkol said, “As I have taken a job as head of SEC since early May,  I commit myself to work closely with SET on holistic approach in order to enhance

, leading to more inclusive and equitable practices.”The workshop sought to create an enabling environment across capital market ecosystems on the business and human rights approach, and to strengthen the

ความเห็น ดังนี้1.กรณีที่บริษัทมีฐานะสัญญาซื้อขายล่วงหน้า (“อนุพันธ์”) ที่นอกเหนือจากการ long option นั้น บริษัทจะต้องคำนวณค่าความเสี่ยงตามวิธี standardised approach2.ในการคำนวณค่า

needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to

,? she added.? In any case, the SEC rulemaking on intermediaries? work systems emphasizes more on principles based approach and minimum requirements to better respond to business models and risk profiles

aim to address this knowledge gap. They provide private enterprises with a common language and approach to fully integrate the SDGs into all business and investment decision-making processes, in line

' structure notes securities with embedded options 3 exotic derivatives +,". (.* % 3&' # !#-!'3' #)#3 0' J0 0 building-block approach " K /0.' / .( 0 3 ."'* /0.$#%3#%] (.+Z" +,'$ 3. (% #-!'# 4

required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in