) storing document and evidence in relation to the customer complaint and the proceedings to handle such complaint for no less than five years from the date the derivatives broker completes its consideration
turn to share knowledge and experience relating to the setting up of similar funds in their respective countries and how to handle investor complaints and manage disputes. During the panel discussion
sector agreed that progress in technology has played an important role in causing businesses to adapt and prepare to handle the expectations of investors in accuracy, speed of service and the need to
governance;(6) Disclose scope https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8654 SEC urges business operators to make necessary preparations to handle COVID-19 situation SEC requests that business
conditions to handle potential risks and liabilities from duty performance, for example, in case of loss of clients’ assets. SEC Secretary-General Ruenvadee Suwanmongkol said: “Technology is key to digital
Microsoft Word - MDA Q1 2019 SET Eng 1/2 L-WAVE ENT 15/2019 15 May 2019 Subject : Management’s Discussion and Analysis for the first quarter 2019 operating results that varied more than 20% compared
management company shall submit an application for establishment of a https://publish.sec.or.th/nrs/9022ae0.pdf E_1 Legal_FA_2015_12_29-c investment technologies plus varied functions in alignment with
technologies plus varied functions in alignment with investor behavior in the digital era. KASIKORN ASSET MANAGEMENT CO., LTD. remained at the top of the mutual fund business. KASIKORN LEASING CO https
, the cost of sales at Baht 119.80 million, increase of Baht 24.23 million or 25.35% compared to Q3/2018, varied to the decreased revenue from sales of land and houses as bellows. Description Q3/2019 Q3