Trading (section 98(7)) Other Business Undertaken by Securities Companies (section 98(8)) Advertising (section 98(10)) Acting as Securities Company Agents (section 100) Loans to Customers (section 102
Transactions (section 98(4)) |- Securities Borrowing and Lending (section 98(5)) |- Short Sale Provisions (section 98(5)) |- Proprietary Trading |- Other Business Undertaken by Securities Companies
this factor for investors to ensure climate action is undertaken within a supportive and robust governance framework. The fantastic level of engagement from workshop participants was very encouraging
ACMF has been working with the Asian Development Bank (ADB) where a needs analysis has been undertaken to guide the development of tailored capacity building programmes for members individually and
and is one of the capital market initiatives undertaken by the ACMF as part of the regional capital market integration plan endorsed by the ASEAN Finance Ministers in April 2009 in Pattaya, Thailand. Mr
obligations. (c) information on the level of borrowings at the end of the period under review, the seasonality of borrowing requirements and the maturity profile of borrowings and committed borrowing facilities
complaint handling system in relation to securities business undertaken by the securities company, its employee or its agent; (2) receive a complaint in (1) from a customer and complaint from a customer