partner or equivalent affiliated with the audit firm; 2. I or a person with equivalent authority in the audit firm, the audit firm, other partners or equivalent, other licensed CPAs, or assistant auditors

affiliated with the audit firm; 2. I or a person with equivalent authority in the audit firm, the audit firm, other partners or equivalent, other licensed CPAs, or assistant auditors in the audit firm who has

. Worraphant sold 1,121,000 of STEC shares in Miss Preeya's securities trading account, his subordinate by using inside information, prior to the disclosure of such information to the public on 15 February

misappropriated the client's subscription cash payment of 500,000 baht for his own use. He then ordered his subordinate to transfer units of another mutual fund held by the same client into the solicited fund by

-increase shares or subordinate bonds, and to refrain from making business expansion or further investments in high-risk instruments.   On December 12, TSFC sent a letter informing the SEC that the company?s

Mr. Khophong Rojchaichaninthorn Mr. Khophong Rojchaichaninthorn, Assistant Managing Director of Institutional Trading division of Bualuang Securities Company Limited (?Bualuang Securities

Ms. Mutita Nilsawad Ms. Mutita Nilsawad, an assistant managing director for marketing and public relations of S.E.C. Auto Sales and Services Plc. (SECC) with the power to sign company check or

The Securities and Exchange Commission (SEC), represented by Ms. Rachamarn Suchitchon, Assistant Secretary-General, along with executives and staff, participated in the “International Anti-Corruption

Mrs. Sittasri Nakasiri, Assistant Secretary-General of the Securities and Exchange Commission (SEC), participated in the Growth and Emerging Markets Committee (GEMC) Meeting to discuss and exchange

The Securities and Exchange Commission (SEC), represented by Ms. Nopnuanparn Pavasant, Assistant Secretary-General (Financial Innovation and Digital Technology), was a guest speaker at the Future of