supervise and develop the Thai capital market with the mission to assure a conducive environment for a fair, trustworthy, efficient, dynamic, and inclusive capital market. The SEC collaborates with relevant
& Compliance Management 4. Regional Payment & Settlement 5. Data Analytics 6. Cyber Security 7. Performing Talent and Agile Organization 8. Modern World Class Technology Capability STRONG TRUSTWORTHY BRAND
expected that these ethical conducts would bring about trust in their work quality, and thus inducing a more trustworthy market environment for investors. Based on our 2015 inspections, the SEC observed
Build Own and Transfer (BOT). At the present, construction is under permission. The process of requesting approval for the part of construction modification has value of receivables under the concession
written by such board of directors. In case of any material amendment, change or modification to such policy and plan, intermediaries shall comply with the requirement set out in the first paragraph (1) or
board to be in charge of the implementation of the business continuity management policy. In case of any material amendment, change or modification to the business continuity plan, the securities company
modification to the business continuity plan, the securities company shall comply with the requirement set out in the second paragraph. Clause 7. A securities company shall update information relating to the
modification to the business continuity plan, the securities company shall comply with the requirement set out in the second paragraph. Clause 7. A securities company shall update information relating to the
Transfer (BOT). At the present, construction is under permission. The process of requesting approval for the part of construction modification has value of receivables under the concession agreement And
fund, a securities company shall proceed in accordance with the mutual fund project which has been approved by the SEC 5 Office. Revision or modification of the mutual fund project or revision to the