and transparent business operation and management; (2) an upgrading of standards and rules to the international standards subject however to the readiness and soundness that helps promote better image
establish a standard for transparent business operation. The participating companies are required to sign up in the decoration of intention and submit it to the Thai Institute of Directors (IOD), the CAC
guidelines, the manual and the disclosure checklists available on the SEC website. Table of Contents Part 1: Business Operation Page 1. Policy and business overview 2. Nature of business 3. Rick factors 4
”). Preparation and filing thereof should also take into consideration the guidelines, the manual or the disclosure checklist available on the SEC website. Table of Contents Page Part 1: Business Operation and
Classification : ใชภ้ายใน (Internal) Table of Contents Page Part 1: Business Operation and Operating Results 1. Organizational structure and operation of the group of companies 3 2. Risk management 12 3. Business
necessary. The regulations under this Notification set a standard for operation of derivatives clearing houses so that their services are efficient, transparent, and examinable, in a bid to promote confidence
Board's and the SEC's operation to ensure transparency, efficiency and integrity of the organization. 14 C o r p o r a t e R e v i e w 2. Corporate Governance Implementation The SEC's corporate governance
following matters: (1) good governance and clear, transparent organization structure; (2) effective risk management for legal, credit, liquidity, operation, and other risks, with measures to appropriately
effectively and the SEC operation is transparent and reliable, the SEC Board has appointed the Audit Committee to function as the checks and balances mechanism with the Internal Audit Department supporting the
operation ethical, transparent and supportive to the SEC objectives. 1.4 SEC Office Headed by the Secretary-General, the SEC Office is responsible for the implementation of policies set forth by the SEC Board