principles to responsible in-process business operation in line with the Sustainable Development Goals (SDGs) of the United Nations.The current Initiative participants, both companies and organizations, will

committed a plan to ensure good governance, transparency, and corruption-free operation, and to enhance the efficiency of operations and services to achieve the SEC mission and better serve the needs of

, clarity and transparency of the SEC's operation: For example, the SEC strategic plan shall be consistent with the National Strategy, the National Economic and Social DevelopmentPlan as well as the

transparency of the SEC’ s Operation 10/10 • For effectiveness, clarity and transparency of the SEC’ s operation • The operating plan of the SEC will be consistent with the National Strategy, the National

Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all

Bank and the International Monetary Fund (“IMF”). The assessment on financial reporting and auditor regulations showed satisfactory results and confirmed that the SEC’s operation in the areas were in

Board's and the SEC's operation to ensure transparency, efficiency and integrity of the organization. 14 C o r p o r a t e R e v i e w 2. Corporate Governance Implementation The SEC's corporate governance

power to appoint steering groups in support of the Board's and the SEC's operation to ensure transparency, efficiency and integrity of the organization. SEC Statement 11 C O R P O R A T E R E V I E W12 In

who are in Contact with Investors ● Mutual Fund Management Business ● Revision of Rules on Securities Underwriting ● Law Enforcement 52 GOAL 4 Preserve Market Fairness and Transparency, Understand