Rules on Connected Transactions (No. 2)
must borrow shares from a securities company to prevent failed trades and must later repurchase and return those securities to the securities company. However, short selling transactions may cause
transactions are unnecessarily complex; (7) the client places both buy and sell orders in proximate prices and time, which may be deemed that he intends to match the trades (matched order) without any
, but not including provident funds under the provident fund laws; (3) “ultimate beneficial owner of the transactions” means a natural person who ultimately owns the account, or has significant interests
business relationships with a securities company, but not including provident funds under the provident fund laws; (3) “ultimate beneficial owner of the transactions” means a natural person who ultimately
: (1) perform due diligence, screen legitimate ICOs from scams, screen deals for viability and digital token distribution structure; (2) verify source code / smart contract against white paper; (3
Determination regarding Types of Transactions in Capital Market Allowed to Use Form of Trust (No. 3)
Determination of Type of Transactions in Capital Market Eligible for Trust Creation
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets