Warrant on the Stock Exchange of Thailand. 3.4 To take any other action which are deemed necessary and appropriate to the Warrant issuance. 2.2. The Company’s plan in case where there is a fraction of
certified signatory of the Company’s financial statements). In the event that the abovementioned auditors are unable to perform their duties, the Company can replace them with a new appointment of other
Expansion of Investor Base and Distribution Channels Coupled with Promotion of Investment Culture ■ Additional Mutual Fund Management Licenses to Promote Professional Management in the Thai Capital Market
arrangement for payment of debt securities and repayment in respect of the debt securities in Thai baht, including the offer for sale of convertible bonds to the shareholders of the company in accordance with
reason, which might indicate an intention to create misleading appearance that the trades are done by many investors; (3) the client is reluctant to meet in person (face-to-face meeting) with staff of the
intention to create misleading appearance that the trades are done by many investors; (3) the client is reluctant to meet in person (face-to-face meeting) with staff of the securities company, when requested
-going basis throughout the course of the relationship with clients (on-going KYC/CDD). Clause 9. In conducting the KYC/CDD process pursuant to Clause 8, securities company is required to perform the
weights assigned to these securities and industries; (b) in the case of a fixed-income fund, the names of the top 5 debt instruments which have the highest amounts of investment value, as well as their
product in support of their investment decision making; (3) To disclose the fees charged to the clients by the intermediary . Clause 8 In case of providing services to clients who are subject to the
product in support of their investment decision making; (3) To disclose the fees charged to the clients by the intermediary. Clause 8 In case of providing services to clients who are subject to the