attending the meeting shall be in Thailand at the time of such meeting. As for the electronic conferencing as per paragraph three, there shall be the information security process, namely, audio recording
intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under Clause 37 of the Notification on Standard Conduct of
Section 109 Securities and Exchange Act B.E. 2535 Section 109. The Office may require any securities company to submit any report or present any document for any period or from time to time as
Pacific jurisdictions, namely Cambodia, New Zealand, Malaysia, the Philippines, Laos, Singapore, Australia, Indonesia, South Africa, Hong Kong and Thailand. This is the 2nd time the SEC has the honor to
For more information, visit www.ukpact.co.uk Welcome! We will begin shortly. 1. Click on "Interpretation" icon 2. Click "Thai" for live interpretation Thai audio 3. Mute Original Audio (optional) How
that should have been recorded on audio tape were reported on a written trading order form instead. Evidence of trading order execution is critical and very useful, especially in case of disputes among
audio recording systems for such purpose and strictly comply with relevant regulations. Those failing to record or provide the complete record of their securities trading orders, especially those under
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