the company and arranging for the transfer even though it was not her duty to do so and she was not the investment consultant in charge of such client?s account. Auracha later arranged for AEC back
increased in sale quantity from the same period of last year even though selling price decrease by steel price trend. 2. Cost of goods sold and service was Baht 1,857.31 million, increased Baht 346.62 million
accelerated the transfer of housing units to customers before the Bank of Thailand housing loan control measure (Loan-to-Value: LTV) became effective on April 1, 2019. Even though, the majority of MK customers
statements even though the company later submitted other financial statements that provided more updated information on the shareholders’ equity to the SEC such as quarterly financial statements and half-year
found that Bantherngsak gave the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund
the fact that major shareholders and executives were to sell SLC shares with the intention to mislead any person concerning such information which was material to the SLC share price, even though he had
SEC order until now, EARTH has not assigned an auditor to conduct the special audit even though EARTH has the capacity to do so. The SEC, therefore, has rejected the extension request. Due to EARTH?s
the documents in order to acquire sufficient and reliable evidences concerning NIPPON?s transactions on securities investment, even though the company had continuously invested in large amount of
the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund having medium to high risk