) Clarifying the process where the Minister of Finance does not agree with the recommendation of the SEC Board regarding the application and setting out the process for informing the application result; (4
. It is worth noting that an effective anti-corruption campaign cannot be achieved simply by telling other people to stop corruption but by setting and adhering to anti-corruption practices to become
Manual for the Public. In this regard, the SEC Office shall specify the time period for clarification by the applicant in the notifying letter, which shall be no less than fourteen days but no more than
under process, by calculating the size of the connected transaction and notifying again.) Started business : within the first quarter of 2021 Registered Capital : THB 60,000,000 Par Value : THB 5 Number
operators; and, revising the practices in relation to recording and notifying the names of foreign business operators. (2) Amending provision regarding practices of securities and derivatives business
-mail notifying list of incorrect or incomplete documents and a period of time for the applicant to fix or fill up additional information. ** The SEC Office will not consider the application or begin the
Saroj submitted securities trading orders before notifying a client and caused such client to suffer loss. In addition, most trading transactions had no source of orders. Acting Sub-lieutenant Saroj
client during the performance of duties. From a report of Finansia Syrus Securities Plc, the SEC further probed into the case and found that {A} submitted securities trading orders before notifying a
date to be specified in the notifying letter of the SEC Office. ________________________________
May 2020, SEC sent a circular to AIMC, the Provident Fund Association and the asset management companies with PVD portfolios, notifying the Notification of the Finance Ministry and requesting that asset