warrants of Siam Global House Public Company Limited (“GLOBAL”) through the securities trading accounts of four persons and clearing such transactions for Mr. Witoon’s benefits in such a way that taking
Limited (“GLOBAL”) through the securities trading accounts of two persons and clearing such transactions for Mr. Witoon’s benefits in such a way that taking advantage of others by using non-public
Limited (“GLOBAL”) through his securities trading account and clearing such transactions for Mr. Witoon’s benefits in such a way that taking advantage of others by using non-public information material to
became publicly known on February 28, 2014. Such action was deemed taking an unfair advantage of other people, and Chai gained benefits indirectly from such other persons’ purchases of BKI shares. SEC
before the information became publicly known on 18 January 2011. Such action was deemed taking an unfair advantage of other people by using positive material non- public information concerning the interest
Mrs. Panadda Suntornsaratul. The purchases were made in such a way that taking advantage of others by using non-public information material to RASA share price concerning the joint venture of RASA
Limited (“RASA”), through the accounts of Mrs. Panadda. The purchases were made in such a way that taking advantage of others by using non-public information material to RASA share price concerning the
CoinsTH failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a
use of financial innovations.Therefore, the SEC has proposed amendment to the paid-up capital rules to be issued in three notifications by taking into consideration stakeholders? comments and
., for one-year eleven months and fourteen days. The period was set on the grounds of trading securities in the client?s account without permission, taking advantage of client by virtue of duty and