service to the Office not less than fifteen days before the using such service. Clause 6. The securities company shall arrange a written contract with service provider, that should cover the following
not less than fifteen days before the using such service. (Translation) -3- Clause 6. The securities company shall arrange a written contract with service provider, that should cover the following
using back office service to the Office not less than fifteen days before the using such service. (Translation) -3- Clause 6. The securities company shall arrange a written contract with service provider
supervisor in business management. Clause 2 In order to ensure that critical function of intermediaries will continue or be restored in a timely manner in the event of disruption of its normal operations
on the upcoming or intricate financial reporting standards. Additionally, the SEC will continue to encourage listed companies to establish a more robust internal control system. In so doing, we will
Asset Business Law, specifying additional conditions to protect the clients’ interests whereby Zipmex business suspension must continue throughout the time when the company is in operation, and the
Bangkok, 25 May 2017 ? The SEC and the Business Software Alliance (BSA) will jointly organize a seminar on ?Boards? Roles in Mitigating Cyber Security Risks/Threats: Challenges and Solutions? this
the Thai Chamber of Commerce 30/07/2024 SEC media briefing on law enforcement and Thai ESG revised rules in July 2024 24/07/2024 SEC, UNDP and IOM co-organize a workshop on “Human Rights Due Diligence
the Thai Chamber of Commerce 30/07/2024 SEC media briefing on law enforcement and Thai ESG revised rules in July 2024 24/07/2024 SEC, UNDP and IOM co-organize a workshop on “Human Rights Due Diligence
office] from the work units and personnel responsible for post-trade operation [back office], and shall arrange for the personnel responsible for securities trading to submit a report on securities trading