Section 147 Securities and Exchange Act B.E. 2535 Section 147. During any two year period, if any securities company does not undertake securities business of the type so licensed in the volume as
Exchange Commission of Cambodia, and executives from the Cambodian Stock Exchange and securities companies during their visit to study the scope of work related to depository receipt (DR) and share views
Mr. Arnonchai Veerapravati On September 16, 2013 during 10.04 – 11.11 hrs., Mr. Arnonchai Veerapravati continuously traded 130,121,000 shares of Sahaviriya Steel Industries Public Company Limited
transportation, the SEC requests intermediaries’ cooperation in considering virtual operation or the work-from-home routine during the said period.
Zipmex Company Limited During the middle of 2020 to September 7, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, did not provide management
Mrs. Chatkaew Gajaseni During September 3, 2018 - November 29, 2018, Mrs. Chatkaew Gajaseni, a director and executive director of PTG Energy Public Company Limited (PTG) changed her holding of PTG
Ms. Sopana Janebeorvorn During November 2009 to March 2011, Mrs. Vachala Pisitsak colluded with Ms. Sopana Janeborvorn and Phra Suthep Arpassaro (Panpai) in committing dishonest acts by using
Mr. Apimuk Bamrungwong During 18 July 2022 - 10 November 2022, Mr. Apimuk Bamrungwong colluded with 31 offenders, to manipulate the stock price of More Return Public Company (MORE) causing the price
Mr. Akapat Phornprapha During 18 July 2022 - 10 November 2022, Mr. Akapat Phornprapha colluded with 31 offenders, to manipulate the stock price of More Return Public Company (MORE) causing the price