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Forum (ACMF)?s implementation plan, the ASEAN CIS framework and the common standards concerning qualifications of the cross-border funds, management companies and fund supervisors, local representatives
e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Type Title Section See document Status Notified Date Effective Date 1
e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Type Title Section See document Status Notified Date Effective Date 1
through fund managers. The proposed amendments also aimed to provide greater flexibility in investment management for asset management companies. The SEC held a public hearing on the proposed principles
Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All securities companies licensed to undertake securities business in the
Unofficial Translation 14 June 2021 Attn: President of the Association of Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All
Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All securities companies licensed to undertake securities business in the
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IPO and listing on the stock exchange. The seminar also included a knowledge sharing session among supervisors and insights into the financial advisors' role from the perspective of regulators